Barefoot Bureaucracy

Overview

The public sector is routinely pilloried for being inefficient, unresponsive and worse beyond redemption. We at CEC believe that careful nurturance, Training And Capacity Building Programmes can alter this situation and bring about the desired transformation amongst people (both officials and the community) and system alike leading to effective service delivery.

Where should behavioral exploration start? At the top, if that is where the change is incubated, or at the bottom where citizens feel, touch and experience the insufficiencies on a daily basis. The frontline epitomizes the barefoot bureaucracy which is generally bureaucratic in its attitudes and processes but has the potential for change in its shared culture, values and proximity with the citizens.

The task of public management is to deliver development with dignity. Development in this context implies a rejection of the status quo and a quest for change. Therefore, the performance of public management is predicated on triggering and sustaining change movement directed towards higher development levels through ensuring actual delivery of basic services such as water and sanitation.

“One barefoot step, a giant administrative leap” authored by Mr.Vibhu Nayar that was published on June 29th in the daily – The Hindu Click here to view the article

Goal

CEC works to engender individual and institutional change in attitudes and hence commitments to open and democratic governance among public officials and stakeholders to ensure improvement in service delivery. The experiments of CEC at effecting this change have managed to breach the accretion of institutional inertia, personal disinterest and apathy, positively impacting service delivery. We believe that the exposure that the officials and communities get of our training programmes (Transformation Behaviour Labs) can transform them as catalysts for change in their new role as barefoot officials.

Strategy

Change Management Process

The success of the organisational change efforts is dependent on the nature of the processes adopted to enable change. An endogenous transformation provides salience to the ‘I, we, us’ evolutionary path. The transformation is best seeded at the individual level, the ‘I’. In order to trigger individual change, it is essential to focus on the values and behaviours which define the actions of a civil servant. These elements need to be examined and addressed by each individual through an introspective process. In the introspection process (workshops) akin to Kolb’s (1984) perception continuum, individuals engage in thinking (abstract conceptualization) and watching (reflective observation).This process of open discussion and reflective enquiry leads participants to deconstruct long-held attitudes and behaviours and create (assimilate) a new identity for themselves.

Change Management Transformation For Officials

An important stage in the organisation transformation path is the collective, the ‘we’. ‘We’ encompasses exploration of the group (formal and informal) in the context of the three dimensions of (i) roles, (ii) relationships and (iii) culture.

A critical platform used for initiating the change process is the Muttram C.A.N. (Change Agents Network) Workshop. Muttram is a space where officials could individually and collectively critically examine, explore and debate issues relating to the personal, professional and institutional in the context of political economy, resource constraints, failing outcomes, citizen dissatisfaction and mutual distrust.

Muttram (Aangan): C.A.N. Workshop Space for Exploration (2003 to 2012)

A pan-Indian socio-cultural concept of Muttram (South India) and Aangan (North India) was adapted for the workshops. Muttram or Aangan can be loosely defined as a courtyard or collective space characterised by uninhibited democracy, honesty and consensual decision making. It provided the framework to deconstruct long-held notions about the job, society and public management.

Muttram is introduced early in the change journey to provide an alternate exploratory space, (initially informal), outside the institution, to view individual and organisation purpose, people and performance, objectively from a dispassionate distance.

Over long-term engagement Muttram created a significant new collective identity (some participant groups identifying themselves as from Ongur Muttram or Boond Aangan) which automatically evoked a shared sense of purpose, belonging and commitment.

Muttram in the workshop provided the initial space for the group to examine the ‘we’. By expanding Kolb’s processing continuum in debating as a group, the fundamental questions of, ‘Why do we do things?’; ‘How do we relate to each other?’; ‘How do we exercise power?’ and ultimately ‘How do we collectively perform?’ Gradually, the examination expanded beyond the workshop to the workspace by initiating constructive dialogue and seeking improvement in previously-taboo areas.

Change Management Transformation For Stakeholders

Another point of entry is the holistic ‘us’. The ‘us’ includes the citizen as partners in the transformation process in developing a

  • Shared vision
  • Governance paradigm
  • Collective structure

This focus would also include multi-sectoral stakeholders which in contexts like IWRM have special relevance for breaking through old departmental silos and boundaries of specialisations.

‘Us’ is the space where officials and organisations forge new relationships with communities based on norms of equality, equity and effectiveness.

In the ‘us’ frame the village is the site for the implementation of all new learning in partnership with the community. The collective experience gives the employee, the organisation and the citizen a deeper shared understanding of the common purpose of the organisation. The CAN model encourages all engineers to voluntarily adopt at least one village to experiment with this new learning approach. The appreciation and feedback of the community and acknowledgement of the peers work as the incentive reinforcing the new paradigm.

The final transition stage of the transformation path is “beyond the fence”, in the interface with the external environment. Once change-triggered outcomes are seen to fulfil the goals of sustainable development, the time is right to engage with the external environment and influence policy, laws and the political economy. As the systems imbibe the new practices through policy and state acknowledgement, the new paradigm will be set to become the new normal.

The adoption of the CEC’s Change Management Model by GoI (Department of Drinking Water & Sanitation) and the setting up of the National Change Forum in 2006, was the successful establishment of this new normal. Similar echoes could be found in the policy notes of the Water Resources and Drinking Water Departments of TN.

The way in which an organisation is governed influences the dynamics of stakeholder interactions and will eventually show up in the process by which outcomes are attained and sustained. This internal process is best founded on an ethos of democratic governance, embodying a polycentric, nested network, employing a mentoring leadership style.

Glimpses From The Grassroots

Rajasthan Varun Group - C.A.N. Workshop, Jaipur, March 2012

I visualize my role as water engineer as some one who is equipped enough to deliver service to all sections of socity especially to weaker section in the most efficient way to therir satisfaction.

  • Skillful & ready to share / import skills.
  • Friendly, team men & a leader when the situation demands.
  • Loves, respects & is sensitive to people & their inspiration, specially the excluded ones.
  • Open to innovation, change & adopting new ideas, efficient management within the available resources.
  • Treats water as a right to all & is commited to conserve & safeguard it.

Our Aim: Sustainable safe wate for all, forever...

Rajesh (Agriculture Engineering Department -Tiruvallur) had a somewhat different trajectory in the change process. He was the quintessential angry young man. Feeling a sense of helplessness by what he saw as work practices and ethics around him he was quickly sucked in to the system. Anger was his way of responding to any situation that challenged who he had become.

The change process workshop touched a raw nerve and predictably he lashed out with rage and cynicism. He recalls the long solitary road out, wrestling with a lot of personal issues, before he was willing to see the change that was possible.

Today, he believes that the key to solving a lot of problems in the field has to do with the ability to empathize! Identifying those who need help the most in any community and ensuring by all means possible within the system that they receive the benefits is what he tries hard to do. He admits to at time personally requesting well off farmers who show up for limited subsidies to give it up for the sake of those who need it more. His conviction works many times but not always he says but he is glad to make the effort.

Veda (Vedapuri), Water Resources Organization Engineer, from Tirutani confesses that he was an extremely introvert person when he began to participate in the change process, but slowly the conviction of that process has unlocked his potential to reach out to people and engage with them.

He recalls, once the change process at the individual level started to kick in, he found himself volunteering to take on more work. So when he was given the additional charge of the maintenance of more tanks in model villages in Tiruvallur district, his colleagues at work regarded him strangely but he was not deterred. He found himself going regularly to these model villages and reaching out to the community.

He just continued to meet the community and spoke about the existing water crisis. Slowly, he convinced people to learn to use the records of the revenue department to locate and identify water bodies, to evaluate their current conditions, to try and rehabilitate these water bodies through the MNREGA scheme. Like someone who has found a magic formula to happiness, he says shyly that it has made him a better human being. The way he relates with people outside of the work space and at home has also changed. Thanks to CEC for this transformation!!

PHED engineer (Participant) says, ‘I visualize my role as a water engineer - as someone who is fully equipped to deliver service to all sections of society especially to weaker sections in the most efficient way and to their satisfaction”.

As Settu, a Drinking Water Engineer, explained:

“It was only in the change management workshop that I became sensitized to looking at myself and the way I responded to villagers. I realized that I had internalized the notion that as the engineer I knew more than the villagers and that I should keep a distance from them. I would only interact with the Panchayat President and leaders of the village; I rarely visited the houses of people and related with them as human beings with their own feelings, values and experiences. It was painful realization that I had actually distanced myself from the people and that unless I changed the way I related to people no change is possible. I also needed to be sensitive to the sentiments of dalits and their inherited problems of social exclusion by actually interacting with them socially and in their spaces”